Charli for Risk, Compliance & Audit

Policy-Bound Reasoning by Design

Charli translates institutional policies and supervisory rules into machine-enforceable logic that governs how conclusions are formed — not just how outputs are filtered afterward.

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Our deterministic reasoning infrastructure embeds auditability, verification, and policy governance into every decision workflow — reducing supervisory risk, lowering manual control costs, and enabling compliant scale without proportional increases in compliance overhead.

Key Capabilities & Agentic Flows

Forensic Evidence

Every insight comes with a “Cross-Factual Verification” trail, creating an instant, clickable audit trail down to the specific paragraph.

Policy & Entitlements

Zero-trust enforcement with identity inheritance ensures data is accessed only by authorized personnel.

Disclosure & Regulatory Analysis

Automate the review of filings (e.g., TCR reporting, Bill C-27) for regulatory alignment.

Compliance & Governance Use Cases

Records Management & Regulatory Compliance

Classify records across millions of documents, fragmented systems, and multiple jurisdictions.

Policy-bound classification (not after-the-fact review)
Automated retention and defensible disposition enforcement
Full integration with existing enterprise repositories (e.g., SharePoint)

Disclosure Analysis Infrastructure
Regulatory filings and disclosures are analyzed through governed, traceable reasoning
frameworks.

Governed filing analysis
Reviewable logic paths
Audit-ready outputs

Policy-Bound Reasoning
Regulatory and institutional policies are enforced at reasoning time — not after output.

Policy-enforced logic paths
Decision-time governance controls
Audit-aligned reasoning structure

Data Sovereignty Controls

Sensitive data remains governed within institutional boundaries under zero-trust controls.

Classified data containment
Model boundary enforcement
Step-level access controls

Decision Provenance

AI-assisted decisions are traceable, reproducible, and audit-defensible by design.

Full reasoning lineage
Source-to-conclusion traceability
Replayable decision records

A Deep Dive: Records Management & Regulatory Compliance

Modern banks operate under complex regulatory regimes that require every record to be properly classified, retained, and defensibly destroyed—across billions of documents, hundreds of systems, and multiple jurisdictions.

The Challenge

Most institutions still rely on human judgment to manage records at scale, resulting in:

Manual classification across massive content volumes
Inconsistent application of retention policies
High operational and audit costs
Increased regulatory and litigation risk
Difficulty proving decision histories years later
Fragmented compliance across systems and regions

The result is one of the largest and most expensive compliance functions in modern banking.

How Charli Solves It

Charli transforms records management into governed, automated infrastructure. We translate your internal policies into machine-enforceable rules that operate directly within your existing systems.

With Charli, you can:

Convert regulatory and retention policies into defensible system logic
Embed compliance controls at the point of record creation
Automatically classify documents into regulatory categories
Apply correct retention and disposition rules in real time
Integrate with repositories like SharePoint and enterprise content platforms
Maintain full audit trails for every action

No manual tagging. No inconsistent enforcement. No compliance gaps.

How does Charli work?

Charli sits above existing platforms to govern how conclusions are formed and used
It enforces deterministic, policy-bound reasoning across AI assisted workflows
Charli provides full traceability and auditability from inputs to outputs
Enables AI to operate inside production systems, not alongside them

Why do Regulators trust Charli?

Frame separation: We separate retrieval from reasoning to prevent leakage.
Answer Binding: Every output is technically bound to a source document.
Sovereign Logic: Your data never trains our public models.

Who can Benefit from Charli for Compliance, Risk & Audit

Chief Risk Officer (CRO)
Chief Compliance Officer (CCO)
Chief Technology Officer (CTO)
Chief Operating Officer (COO)
Internal Audit

Charli Easily Integrates With the Tools & Software You’re Already Using

Charli has a vast array of 600+ integrations available for use right out of the box. Align Charli with the software, tools, and products you use every day so you can get more done, in less time, than ever before.